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Job Title Vice President - RO 9
Reference Code AM-0209/2017
Job Summary
Our client, a reputable bank, is looking for high caliber candidates to join the bank - RO to supervise SFC Type 9 regulated activities - Full regulatory compliance - High Caliber
Job Description
Responsibilities Act as RO to supervise SFC Type 9 regulated activities Act as RO to supervise SFC Type 1 and 4 regulated activities too if the candidate can qualify Oversee and manage daily operations to ensure full regulatory compliance Provide advice and support on strategic activities, daily operations, internal control and compliance Assist on business development plans and fund set up Responsible for drafting policies, procedures manuals and system implementation Undertake any ad hoc projects when required
Job Requirment
Requirements Able to qualify to become RO for Type 9 with SFC. Ability to qualify for RO Type 1 and 4 will be a plus Existing RO is a plus Degree in accounting, business administration, economics or finance Minimum 8 years relevant experience Solid understanding about middle and back office operations, risk controls and investment process of fund management companies Strong communication skills, self-motivated and able to work under pressure Team player, ability to work with different divisions/departments when required RQFII experience is a plus Investment management experience is a plus Experience in fund set up is a plus Proficiency in both spoken and written Comfortable to work in a small team
Application Detail
Interested parties, please send your CV (in MS Word format) with availability, current & expected salary and contact phone number to [email protected] with a copy to [email protected] *All personal information collected will be treated in strict confidence and used for recruitment purpose only.
Post Date (YYYY/MM/DD) 2018/05/16
Remark
 
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